Gar Wood Securities, LLC Providing Solutions for Active Market Participants! About Gar Wood Securities, LLC Gar Wood Securities, LLC is an industry leading institutional broker-dealer that is known for award winning customer service and prime brokerage clearing. The firm provides investment banking, capital introduction, agency execution, multi-custody and asset class clearing, stock loan, portfolio margin, and a suite of customizable portfolio and risk reports. Its clients include money managers, active traders and family offices. Additionally, Gar Wood supports a network of independent brokers, which use Gar Wood’s infrastructure, operations and compliance oversight to help service and manage their brokerage businesses. We help our clients to effectively and efficiently manage their business through our clearing and custodial relationships with COR Clearing and Interactive Brokers. Trading solely on an agency basis, we are equipped with leading-edge technology and analytic tools enabling us to handle a wide variety of trading strategies. Gar Wood Securities LLC is headquartered in Warrenville, IL, and operates the following branch offices: Securities Branch Offices Chicago, IL Warrenville, IL Fort Lauderdale, FL Miami, FL Parkland, FL Boston, MA Cedar Park, TX Dallas, TX Seekonk, MA Futures Branch Offices Warrenville, IL Parkland, FL Fort Lauderdale, FL The firm is a registered Broker Dealer and member of FINRA, NFA and SIPC. For additional information about Gar Wood Securities, LLC please visit: www.garwoodsecurities.net A commitment to delivering superior client service at a cost effective price is the driving force behind Gar Wood's success. or contact Robert S Jersey President & CEO Gar Wood Securities, LLC 312-566-0741 bjersey@garwoodsecurities.net